The settlement agreement is subject to preliminary approval by the circuit court, notice. On november 5, 30, tesla filed a form 8k with the u. Bankruptcy filings under chapter 11 reorganization or chapter 7 liquidation must be reported via an 8k. Lockheed martin idaho technologies company lmitco, the doe management contractor, terminated the pit 9 contract for default on june 1, 1998. The 8k will disclose the action being taken, but investors might need to dig deeper to. In december 2019, the staff of the enforcement division of the sec requested. The secs amendments add eight new items or events that must be disclosed in form 8k reports and transfer, in part, two items from the existing form 10q and 10k periodic report forms.
Oct 20, 2005 copy of the press release is furnished as exhibit 99. This note also discusses how to prepare a form 8k and raises considerations of steps to. Form 8k filed by penn national gaming inc with the security and. This is a class action lawsuit regarding defendants solco and prinstons manufacturing and distribution of valsartancontaining generic prescription medications contaminated with nnitrosodimethylamine ndma, a carcinogenic and liverdamaging impurity. Signatures pursuant to the requirements of the securities exchange act of 1934, the registrant has duly caused this report to. On august 11, 1998, lmitco filed a lawsuit naming us as a defendant in the united states district court for the district of idaho. Hersperger with a copy of the disclosures contained in this current report on form 8 k no later than the. Bankruptcy filings under chapter 11 reorganization or chapter 7 liquidation must be reported via an 8 k. The company does not need to file a form 8k if the equity securities sold, in the aggregate since its last form 8k if filed under this item 3.
Class action claims investors damaged after norwegian cruise. Form 8 k current report pursuant to section or 15d of the securities exchange act of 1934 date of report. The supplemental disclosures and the revised proposed fourth supplemental indenture are being furnished as exhibit 99. Securities and exchange commission sec stating that it intended to use musks twitter account as a means of e. Report on form 8k and is incorporated by reference herein. Form 8 k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instructions a. Using this measure, i find that with a higher litigation risk exposure, firms make fewer voluntary disclosure via secs form 8k, and especially for disclosure that.
This current report on form 8k is being field by phoenix in connection with a memorandum of understanding the memorandum of understanding regarding the settlement of certain litigation relating to the previously announced definitive merger agreement, dated as of september 28, 2015, among phoe nix, nassau reinsurance group holdings, l. Registrant was served with a copy of the complaint on february 20, 2014. Soliciting material pursuant to rule 14a12 under the exchange act 17 cfr 240. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the regis trant under any of the following provisions. Approving settlement agreement, which includes a copy of individual trustees settlement agreement, is filed as an exhibit to the current report on form 8k filed by the trust with the sec on. Form 8k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported march 3, 2017 commission file no. The 8 k will disclose the action being taken, but investors might need to dig deeper to.
Form 8k shall be used for current reports under section or 15d of the securities exchange act of 1934, filed pursuant to. Check the appropriate box below if the form 8 k filing is intended to simultaneously satisfy the filing obligation of the regis trant under any of the following provisions see general instruction a. Date of report date of earliest event reported april 25, 2014. Specifically, the suit states that the form 8k advised investors. Written communications pursuant to rule 425 under the securities act 17 cfr 230.
Things you need to know about companies whose stock. Form 8k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported. Creation of a direct financial obligation or an obligation under an offbalance sheet arrangement of the registrant. They must be filed in html or ascii format html preferred. The 2012 lawsuit is set for trial beginning october 20, 2014. Current report on form 8k the form 8k to update the historical consolidated financial statements and managements discussion and analysis of financial condition and results of operations included in the companys annual report on form 10k for the fiscal year ended november 30, 2004 the 2004 form. January 3, 2020 proshares trust ii exact name of registrant as specified in its charter delaware 004200 876284802 state or other jurisdiction of incorporation commission file no. Delaware 1445 752678809 state or other jurisdiction of incorporation commission file number irs employer identification no. United states securities and exchange commission washington, d.
These filing types include s1, 10q, 10k, 8k, f10, 6k, 40f, def 14a and others. In addition, the sec expanded two preexisting form 8k items. Prior to april 18, 2019, congress defined the term single source drug to mean a covered outpatient drug which is produced or distributed under an original new drug application approved by the food and drug administration. Exact name of registrant as specified in its charter switzerland 031983 980229227 state or other commission i. Approving settlement agreement, which includes a copy of individual trustees settlement agreement, is filed as an exhibit to the current report on form 8 k filed by the trust with the sec on. If there is a lawsuit, guarantor agrees upon lenders request to submit to the jurisdiction of the courts of sandoval county, state of new mexico. The information in this current report on form 8k and the exhibit attached hereto shall not be deemed filed for purposes of section 18 of the securities exchange act of 1934 the exchange act. The issuer may include multiple items in a single form 8k, and any exhibit may be crossreferenced within the same form 8k. Mcbride filed a securities fraud class action against computer. K is the form on which public companies report, on a current basis, the occurrence of significant corporate events. Sep 30, 2014 2012 lawsuit, denying any basis or grounds whatsoever for high plains claims against it.
Corporate filings registration statements, quarterly reports, annual reports, current event reports, proxy statements, etc. In addition to the 2012 lawsuit, there are pending three other lawsuits involving high. May 30, 2019 in an 8 k form filed wednesday with the securities and exchange commission, navistar notified shareholders of the pending chargeout and settlement. Cautionary statement certain information in this current report on form 8 k is forwardlooking, including our projections as to the timing of final court approval of the settlement, the amount and timing of the charge relating to the proposed settlement and the timing of payments under the proposed settlement. Exact name of registrant as specified in charter delaware 18610 431883 state or other jurisdiction of. Form 8 k current report pursuant to section or 15d of the securities exchange act of 1934 date of report date of earliest event reported. Pdf the securities and exchange commission sec has mandated new disclosure requirements in form 8k, which became. Form 8k current report pursuant to section or 15d of the securities exchange act of 1934.
Name of small business issuer as specified in its charter 794 nw 4 th street, suite 212, sunrise, florida 33325. This current report on form 8k contains forwardlo oking statements regarding our business strategy an d plans as well as the plans of certain holders of our securities, which statements are subject to the safe harbor provisions of the p rivate securities litigation reform act of 1995. Current report on form 8k filed by the company on december 15, 2008. Form 8k shall be used for current reports under section or 15d of the securities exchange act of 1934, filed pursuant to rule a11 or rule 15d11 and for reports of nonpublic information required to be disclosed by regulation fd 17 cfr 243. The company believes that some of the information in this current report on form 8k constitutes forwardlooking statements within the definition of the private securities litigation reform act of 1995, which may be identified by words such as may, expect, anticipate, contemplate, believe, estimate. April 6, 2005 union pacific corporation exact name of registrant as specified in its charter utah 16075 2626465.
Check the appropriate box below if the form 8 k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instruction a. Proshares short vix shortterm futures etf may incur expenses in defending against such. Frequently asked questions about form 8k general description and summary of 8k items what is form 8. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions see general instruction a. High plains second claim was dismissed by the order of the court dated july 21, 2014. We have prepared this guide to assist public companies in understanding and complying with the form 8k reporting requirements. On january 21, 2019, the corporation and the utility entered into a commitment letter for debtorinpossession financing the dip commitment letter with. A reportable event is a transaction or occurrence of major significance. Report of unscheduled material events or corporate event. United states securities and exchange commission washington. A summary of the items that comprise revised form 8. Check the appropriate box below if the form 8 k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions.
On february 24, 2016, the parties to the litigation the settling parties entered into the memorandum of understanding providing for the settlement of the. February 21, 2014 the intergroup corporation exact name of registrant as specified in its charter delaware 110324 3293645 state or other jurisdiction commission file number i. Penn national gaming inc 2020 current report 8k sec report. The new form 8k regulations is disclosure required. This guide describes form 8k primarily from the perspective of a us operating company that has a class of securities registered pursuant to section 12 of the securities exchange act of 1934 and that is not a shell company, a smaller reporting company, a. An ataglance chart that outlines the new form 8 k sections, their corresponding item from the old form 8 k, and each items relation to safe harbor provisions and s3 eligibility.
Stock in the form of exhibit a attached to this agreement the certificate of designations. In addition, some of them require exhibits in xbrl. Allegheny energy supply owns and operates electric generating facilities, and allegheny power delivers lowcost, reliable electric service to customers in pennsylvania, west virginia, maryland, virginia and ohio. The lawsuit, which looks to represent those who bought or otherwise acquired norwegian cruise lines securities between february 20 and march 12, 2020, says the company misleadingly discussed in its february 20 form 8k filed with the securities and exchange commission positive outlooks despite the covid19 outbreak. Democratic judges, litigation risk, and voluntary disclosure via 8. Delaware state or other jurisdiction of incorporation 943025021 i. Form 8k filing lag by section subsample of firms reporting. Source document contributed to documentcloud by joe mullin ars technica. This note summarizes what types of events would trigger the need to file a form 8k and describes the information required to be included in the report. Litigation commercial, ip litigation and alternative disputeresolution. Form 8k shall be used for current reports under section or 15d of the securities exchange act of 1934. Valencia state college is a state of florida educational institute located solely within the middle district of florida.
Complaint in civil action negligence 2p product liability notice to defend you have been sued in court. Sec edgar filing services form s1, 10k, 10q, 8k, f. K or through any method reasonably designed to effect broad, non. Exact name of registrant as specified in its charter delaware 026642 870494517 state or other jurisdiction of incorporation commission file number.
The notes will be convertible at any time, at the holders option, at an initial conversion rate of 127. In turn, defendants walgreens and throggs neck pharmacy sold this contaminated. December 15, 2008 huntsman corporation exact name of registrant as specified in its charter delaware 002427 421648585 state or other jurisdiction of commission file number i. Check the appropriate box below if the form 8k filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions. Exchange commission the sec periodically expands the list of items requiring disclosure on. The trust and the sponsor cannot predict the outcome of this action. If you wish to defend against the claims set forth in the following. Form 8k current report pursuant to section or 15d of the.